Introduction
Preimplantation genetic testing (PGT) involves analysis of the DNA from oocytes (polar bodies) or in vitro fertilized embryos (cleavage stage or blastocyst) for determining genetic abnormalities or for HLA typing (Zegers-Hochschild et al., 2017). This includes three modalities—PGT for aneuploidy (PGT-A), PGT for monogenic/single gene defects (PGT-M) and PGT for chromosomal structural rearrangements (PGT-SR).
Chromosomal mosaicism (defined as a state in which there is more than one karyotypically distinct cell population arising from a single embryo (Zegers-Hochschild et al., 2017)) is an inherent biological phenomenon in human preimplantation embryos. Further details about the nature of the aneuploidy implicated in mosaicism and the mechanisms and incidence of chromosomal mosaicism have been addressed in recent reviews (Viotti, 2020; Levy et al., 2021).
Embryos with a mosaic result have been observed for a long time, for example when mosaicism involved the chromosome linked with a monogenic disease and single cell multiplex PCR showed one or three parental haplotypes. Following the implementation of high-resolution genome-wide methods, usually based on next-generation sequencing (NGS) of trophectoderm (TE) biopsies, the detection of intermediate copy number on chromosomal analysis (indicating chromosomal mosaicism among the biopsied cells) has become more frequent. As a result, data interpretation has become more challenging and embryo transfer policies more complicated.
In the context of PGT-A, the most relevant type of mosaicism is the mix of euploid and aneuploid cells (sometimes referred to as diploid–aneuploid mosaics). Embryos with chromosomally mosaic results after TE biopsy will be referred to as ‘mosaic’ in the remainder of this article. Embryos with ‘segmental gain/loss’ showing intermediate test results indicating aneuploid/diploid mosaicism are referred to as ‘segmental imbalances’ in the remainder of this article.
After the first report showing that the transfer of embryos with a chromosomal mosaic result on PGT-A can yield healthy babies (Greco et al., 2015), a growing series of studies has been published on this topic (compiled in Viotti, 2019), with the largest dataset of 1000 embryos described in Viotti et al. (2021b). These data suggested that the transfer of embryos with putative mosaic PGT-A results yielded lower implantation rates and higher miscarriage rates when compared with euploid embryo transfer.
There are several outstanding issues: the analytical validity of determining the presence of mosaicism is suboptimal, as the same intermediate copy number results can occur for biological and technical reasons that are unrelated to mosaicism (i.e. technical noise or ploidy abnormality in embryos with extra/missing chromosomes); the developmental potential of mosaic embryos as well as the clinical significance of mosaicism detected at the preimplantation stage of development remains unclear; the presence of mosaicism in a TE biopsy may not reflect the chromosomal constitution of the whole embryo; and information on the risks associated with specific types of mosaicism (e.g. affecting specific whole chromosomes, different numbers of chromosomes or segmental imbalances) is still insufficient. These issues make it difficult to guide clinicians and patients on the management of embryos scored as ‘mosaic’ or come to a uniform embryo ranking system.
So far, the PGD International Society (PGDIS) and Controversies in Preconception, Preimplantation and Prenatal Genetic Diagnosis (CoGEN) have issued position statements on the transfer of mosaic embryos (COGEN, Cram et al., 2019; Gleicher et al., 2020; Leigh et al., 2022). In parallel, the Practice Committee and Genetic Counseling Professional Group (GCPG) of the American Society for Reproductive Medicine has published guidance on how to counsel patients on the issue of embryo chromosomal mosaicism (Practice Committee and Genetic Counseling Professional Group (GCPG) of the ASRM, 2020).
This article aims to provide good practice recommendations on how to manage the detection of chromosomal mosaicism in clinical practice and, more specifically, provide guidance on the essential elements that should constitute the consent forms and the genetic report, and that should be covered in genetic counselling. The recommendations are supported by published data and the outcomes of a survey on practices in PGT laboratories and ART clinics with regards to detection and management of chromosomal mosaicism in embryos. Rather than providing instant standardized advice, the recommendations should help PGT centres in developing their own policy towards the transfer and cryopreservation of ‘mosaic’ embryos. These recommendations should be applied in consideration of previously published recommendations for organization of PGT (ESHRE PGT Consortium Steering Committee et al., 2020), polar body and embryo biopsy for PGT (ESHRE PGT Consortium and SIG-Embryology Biopsy Working Group et al., 2020), detection of structural and numerical chromosomal aberrations (ESHRE PGT-SR/PGT-A Working Group et al., 2020) and detection of monogenic disorders (ESHRE PGT-M Working Group et al., 2020). In addition to the recommendations, we have identified missing information and scientific questions, which should guide further research in PGT and chromosomal mosaicism.
Methodology
The current good practice recommendations have been developed according to the manual for development of ESHRE good practice recommendations (Vermeulen et al., 2019).
Data on current practice with regards to the detection and management of chromosomal mosaicism discovered during any PGT practice offering comprehensive screening (PGT-A, PGT-M + PGT-A and PGT-SR + PGT-A) were collected through a web-based questionnaire. The questionnaire, with mostly multiple-choice answers, had a separate ART (biopsy methods) and PGT (genetic testing methods) section and common sections on reporting embryo transfer policy and follow-up of transfers, pregnancies and children born (Supplementary Data SI). Identifying parameters (name of the unit, country, city, street and email) were included to identify and remove duplicate replies. Replies from members of special interest groups (SIG) (the ESHRE SIG Reproductive Genetics and SIG Embryology) were collected between 20 February and 9 April 2020 (7 weeks) as well as from PGT Consortium members.
Data on mosaicism and PGT published up to May 2022 were collected from the literature in a PubMed/MEDLINE search. Search terms included chromosomal mosaicism, mosaic embryo, mosaicism and PGT. Animal studies were excluded as well as papers published before 2010 and those not published in English. References retrieved from the literature review were complemented with further key references identified by the working group (WG) members.
The recommendations for clinical practice were formulated based on the expert opinion of the WG while taking into consideration the published data and results of the survey.
The final draft was published on the ESHRE website between 15 February and 16 March 2022 for stakeholder review. Eighty-four comments were received and incorporated where relevant. The review report is available on www.eshre.eu/guidelines.
Results
Current practice with regards to detection and management of chromosomal mosaicism
Three hundred and thirty-four replies were received. After exclusion of replies with insufficient identifying parameters (n = 22), duplicate replies (n = 26), blank submissions (n = 16) and replies that did not correspond to a centre offering PGT (either in-house or outsourced) (n = 31), the final dataset included 239 replies representing 239 centres (Supplementary Data SII). In considering the survey results, readers should be mindful that the replies were collected in 2020 and may be different following recently published data relevant to mosaicism.
Characteristics of the centres
Of the 239 centres participating in the survey, 53.6% were located in Europe, 24.3% in Asia and 8.7% and 10.0% in North and South America, respectively. Only a small number of participants were located in Africa and Oceania (1.25% and 2.1%, respectively). Within Europe, the largest number of participating centres was from Spain (n = 30) (Fig. 1A). Overall, 73.2% of the centres were private centres (Fig. 1B). Of the centres, 60.3% were ART centres outsourcing PGT, 32.2% combined ART and PGT activities and the remaining 7.5% were independent PGT centres not linked to a specific ART centre (i.e. performing PGT for several ART centres) (Fig. 1C). Worldwide, 84.1% (201/239) of participating ART/PGT centres are accredited/certified according to international and/or national standards (Fig. 1D).
The activity scale of the number of ART cycles varied from low (<50 cycles/year) to very high (more than 10 000 cycles/year) (median 700.0). About half of the centres (50.7%) carried out between 250 and 1000 ART cycles/year. Based on data for 194 centres (those reporting number of cycles for ART and at least PGT-A, PGT-M or PGT-SR), the percentage of ART cycles with any genetic testing is 24.2% ± 1.71 (mean ± SEM). This calculation assumes that blank fields are 0, the highest value was considered when a range was reported, and combined genetic testing was not taken into consideration. Half of the centres (50.5%) offering PGT-A perform 51–250 PGT-A cycles/year. Of centres offering PGT-M, the majority (61.0%) perform up to 100 cycles per year. For PGT-SR, 61.9% of centres perform 1–100 cycles/year (Fig. 1E and F). About half of the centres (47.7%) offer testing for all indication groups (PGT-A, PGT-M/PGT-A, PGT-SR/PGT-A); 14.2% of centres apply only PGT-A while 10% offer no PGT-A at all (Table I).
Table I
PGT, preimplantation genetic testing; PGT-A, PGT for aneuploidy; PGT-M, PGT for monogenic/single gene defects; PGT-SR, PGT for chromosomal structural rearrangements.
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Biopsy and PGT
For all indication groups, biopsy was most frequently applied at the blastocyst stage (on average 84.2%), followed by cleavage or blastocyst stage biopsy (on average 10.0%), based on replies from 212 centres. The biopsy stage hardly varied in relation to the PGT indication (Supplementary Data SIII). These figures are similar to the ones reported in the ESHRE PGT Consortium data collection papers and have stabilized at this level since 2017 (Coonen et al., 2020).
Laser-assisted drilling was the most commonly used method for zona breaching (86.8%). Alternatives included combinations of laser drilling and mechanical opening of the zona pellucida (8.0%) and laser drilling with acidic Tyrode’s solution (2.8%). Other approaches were used in < 1% of centres.
The majority of blastocyst/TE biopsies are carried out on Day 5 and/or Day 6 of in vitro development. In 33.3% of centres, Day 7 was included as an additional option for blastocyst biopsy. In 56.7% of centres, the optimal cell number aimed for in blastocyst biopsy is 5–10, while 36.4% of centres aim for 3–5 cells. A minority of centres aims for < 3 cells (3.7%) or more than 10 cells (3.2%). The latter reported biopsy of 8–12 cells (n = 1), 10–15 cells (n = 1) or >15 cells (n = 4).
PGT technologies
About half of the centres use shallow sequencing (i.e. very low depth whole-genome sequencing) as a single test strategy to provide information on PGT-SR and/or aneuploidy. For PGT-M, 35.2% of respondents indicate they employ a combination of different techniques, while for PGT-M/PGT-A, over 50% employ a combination of techniques (Supplementary Data SIV).
Of the centres performing in-house PGT (either PGT centres or ART/PGT centres), 88.1% (59/67) indicated that they had validated the technology for PGT, independently from manufacturer validation (Fig. 2A). In centres that outsource their genetic analysis, 45.5% (30/66) indicated that a validation of the technology was performed. Of those performing a validation of the technology (independent of the type of centre), 61.8% (55/89) included the calling of chromosomal mosaicism.
Figure 2.
Ninety-two centres provided valid replies when asked about the range of mosaicism (percentage of abnormal cells) that they consider diagnostically indicative of an aneuploid embryo, euploid embryo or mosaic embryo. Of these centres, 39.1% (36/92) use a cut-off level of ≤20% abnormal cells to designate a euploid embryo and ≥80% abnormal cells for an aneuploid embryo; 19.6% (18/92) use cut-off levels of ≤30% and ≥70%, respectively (Fig. 2B). The remaining 38 centres use a variety of other cut-off levels. Interestingly, 58.7% (54/92) of the centres specifying a range had not validated their technology for detecting mosaicism. We have inferred the threshold for detecting mosaicism based on these definitions, i.e. a centre giving a cut-off level of 20% would report a sample with 20% of abnormal cells.
Reporting
About 40% of the centres (39.1%; 79/202 replies) include full information on aneuploidy results in their PGT reports (including whole chromosome aneuploidy, segmental imbalances (gain/loss) and intermediate copy number results) over all indication groups, while most of the others report aneuploidy (but not mosaicism and segmental imbalances). When segmental imbalances are reported, roughly half of the centres (53.9%, 82/152) specify the resolution of their technology. Of the centres that report mosaicism, 71.0% (71/100) specify the degree of mosaicism (Fig. 3A-C). Centres biopsying one or two cells did not consider reporting of mosaicism as being useful; when three or more cells are biopsied, 80% of centres report mosaicism.
The genetic report includes a recommendation or prioritization for embryo transfer in 60.9% of centres. For one-third of centres (67/202), there is a recommendation about which embryos are suitable for transfer and in 19.3% (39/202), there is a ranking of the embryos as well (Fig. 3D). Forty-nine percent of the centres (99/202) stated that they take mosaicism in consideration when making a recommendation for embryo transfer. With regards to specific criteria considered for prioritization of mosaic embryos, 93 replies were received of which 9.7% (9/93) emphasized the need for genetic counselling for prioritization, without providing any further details. The criteria mentioned in the remaining 84 replies involved level of mosaicism (i.e. the percentage aneuploid cells (Viotti, 2020)), the type of mosaicism (i.e. involving segmental, versus whole chromosome, versus complex abnormalities (Viotti, 2020)), the type of chromosomes involved (e.g. association with potential for uniparental disomy (UPD), severe intrauterine growth retardation or liveborn syndromes (Cram et al., 2019)) and the number of chromosomes involved, either as sole criterion or in combination. The most commonly provided answer mentioned a combination of level of mosaicism and type of chromosome involved (32.1%; 27/84), followed by level of mosaicism as a sole criterion (27.3%; 23/84), followed by type of chromosome as a sole criterion (11.9%; 10/84) and type of mosaicism as a sole criterion (3.6%; 3/84). A combination of level of mosaicism, type of chromosome and type of mosaicism was reported in 4.8% (4/84) of answers, a combination of level of mosaicism, type of chromosome and number of chromosomes in 5.9% (5/84), and a different combination of the above criteria in 7.1% (6/84) of answers. Finally, 7.1% (6/84) referred to the PGDIS recommendations.
Figure 3.
Information on chromosomal status included in the PGT report in different centres. (A) Overview of whether the centres report aneuploidies, mosaicism or both. Replies were collected per indication for which PGT is performed. The data are merged for reporting of whole chromosome and/or segmental imbalances. (B) Information on whether the minimal size of segmental imbalances that can be detected is included in the report. This question specifically addressed those centres that report segmental imbalances. (C) Specification of whether the degree of mosaicism is reported. This question specifically addressed those centres that report mosaicism. (D) Inclusion of a recommendation and/or prioritization for embryo transfer in the genetic report. Question was multiple choice, with the different answer combinations represented in the figure. (E) Results on the question (yes/no) of whether mosaic embryos are considered in making a recommendation for embryo transfer, with indication of the most relevant comments. All data are presented as numbers and percentages. PGT, preimplantation genetic testing; PGT-A, PGT for aneuploidy; PGT-M, PGT for monogenic/single gene defects; PGT-SR, PGT for chromosomal structural rearrangements.
Embryo transfer strategy
Of 187 respondents, 119 (63.6%) indicated that they do not have a written embryo transfer strategy for all indications, or the strategy does not include management of mosaic embryos. However, the importance of genetic counselling was highlighted throughout. In some cases, the available written strategy specifies either transfer of mosaic only if no euploid embryo(s) are available, or transfer of euploid embryo(s) only, with no transfer of mosaics.
The preferred embryo transfer strategy for all indication types is vitrification of embryos immediately after biopsy and warming/transfer in a later frozen embryo transfer cycle (∼ 90% of centres). The majority of centres apply a single embryo transfer strategy (87.7%) (Supplementary Data SV).
Transfer of mosaic embryos
When questioned on their experience with the transfer of mosaic embryos, 52.9% (102/193) of respondents stated that they had transferred a putative mosaic embryo and would do it again, while 9.8% (19/193) of respondents would never consider it (Supplementary Data SVI).
In case of cycles where no euploid embryos and only mosaic embryos are available for transfer, the preferred option is embryo transfer/storing of a single embryo with ranking. Other options for the mosaic embryo are discard/donation to research or rebiopsy.
When both euploid and mosaic embryos are available for transfer, the preferred option is still to transfer/store a single embryo with ranking. From the survey replies, it is unclear whether this decision is taken in consultation with the patient or whether this is a decision solely taken by the laboratory. Half of the centres store at least one mosaic embryo, but an extra 30% consider that storing a second mosaic embryo with ranking is also an option (Fig. 4).
Patient counselling and informed consent
Patient counselling occurs at one timepoint, i.e. before the start of the PGT cycle (46.7%; 77/165) or at two timepoints, before the start of the PGT cycle and before embryo transfer (44.2%; 73/165) and often includes discussion of the fate of mosaic embryos. The transfer of mosaic embryos is often covered in the general informed consent (52.7%; 87/165), but sometimes a separate/additional informed consent is used (33.9%; 56/165) (Fig. 5).
Figure 5.
Current practice with regards to patient counselling and informed consent. (A) Data on the timing of patient counselling, and whether it is performed before the cycle, between PGT diagnosis and ET, or at both timepoints. For each timepoint, the results were linked with the question whether or not mosaicism was discussed in counselling. (B) Data on whether IC on transfer of mosaic is separate, or included in the general informed consent (single choice question). All data are represented as numbers and percentages. IC, informed consent; ET, embryo transfer; PGT, preimplantation genetic testing.
Prenatal testing and children follow-up
Following the transfer of a mosaic embryo, prenatal diagnosis was recommended in 95% (151/159) of centres. In 62.9% (100/159) of all centres, amniocentesis (alone or in combination with other tests) is recommended, while 32.1% (51/159) of centres recommend non-invasive prenatal test (NIPT) and/or chorionic villus sampling (CVS) (but no amniocentesis) (Supplementary Data SVII). When requesting more details through an open question, 106 replies were received of which 87.7% (93/106) provided a strategy for prenatal diagnosis and 12.3% (13/106) specified either that they do not provide any recommendation or that the recommendation depends on the treating gynaecologist. Of those centres providing a strategy, the 38.7% (36/93) indicated amniocentesis and 32.2% (30/93) indicated NIPT as the strongest recommendation. NIPT was most often (n = 28) recommended on its own but also with a recommendation of further testing if an abnormality is detected (n = 2). Nine centres (9.7%; 9/93) replied that they recommended NIPT in combination with CVS or amniocentesis, regardless of NIPT findings.
Live births following transfer of mosaic embryos were reported in 64.2% (68/106) of the centres. Without further information on how many mosaic embryos have been transferred and how many of these resulted in a live birth, a live birth rate (LBR) following mosaic embryo transfer could not be calculated.
Follow-up of pregnancies/children after transfer of a mosaic embryo is performed in many centres (68.9%; 73/106), although 19.8% (21/106) of centres indicate that information on many children is lost during follow-up (Supplementary Data SVII).
Current data on chromosomal mosaicism
From the literature search, 7623 references were retrieved of which 6085 were excluded based on predefined criteria. An additional 1306 references did not focus on mosaicism and PGT. For the remaining 232 papers, full texts were retrieved, and the most significant papers are summarized below.
Outcomes of ‘mosaic’ embryo transfer following TE biopsy
A prospective multicentre study and combined meta-analysis reported consistently lower LBRs and higher miscarriage rates with mosaic embryo transfer, but also commented that transfer of mosaic embryos could still be an option for couples with no euploid embryos after PGT-A (Zhang et al., 2020). Another large retrospective study reported statistically significant lower ongoing pregnancy rate (OPR)/LBRs following transfer of mosaic embryos as compared to euploid embryos (37.0% versus 52.3%), with higher miscarriage rates (20.4% versus 8.6%) (Viotti et al., 2021b). Similar results were reported from a subanalysis of 164 mosaic embryos used without apparent selection bias, i.e. those used at the first transfer (Viotti et al., 2021b). Most recently, a prospective and double-blinded non-selection trial found that putative mosaic embryos in the low (20–30%) to moderate-range (30–50%) resulted in LBRs similar to euploid ones, and showed no increase in miscarriage risk and no cases of mosaicism or UPD in the subset of newborns for which follow-up testing could be performed (Capalbo et al., 2021).
On the safety side, a mosaic PGT-A result (based on an intermediate copy number value in the clinical TE biopsy) has a very low predictive value with respect to the detection of true mosaicism in the corresponding foetus or newborn. There is currently no evidence suggesting that offspring from low-range mosaic embryo transfer are at greater risk for this outcome compared to those conceived from euploid/untested embryos. There are only two published case reports describing the confirmation of the TE mosaic findings at a later stage of the pregnancy and postnatally (Kahraman et al., 2020) or postnatally only (Schlade-Bartusiak et al., 2022). In contrast, studies have reported that the transfer of embryos with a purely euploid TE biopsy result does not prevent mosaicism in the forthcoming pregnancy (Friedenthal et al., 2020; Capalbo et al., 2021).
There are relatively few data on the outcomes after transfer of putative mosaic embryos with regards to the health of pregnancies and children, but available data seem to be reassuring. Putative mosaic embryos seem either to lead to implantation failure/pregnancy loss, or to result in a live birth with no apparent abnormality.
Clinical validity of detecting mosaicism at TE biopsy
Studies have suggested that high-range mosaicism may represent a technical variation from the uniform aneuploidy range (Capalbo et al., 2021; Handyside et al., 2021; Wu et al., 2021), but also that TE biopsy—inner cell mass (ICM) concordance rates are poor for TE biopsies showing mosaicism, and decrease with the use of more dynamic ranges for mosaicism classification, such as reporting mosaicism from 20% to 80% (Chuang et al., 2018; Popovic et al., 2018; Fragouli et al., 2019; Navratil et al., 2020). Only a few studies have evaluated the concordance of a mosaic TE result with the rest of the embryo and with the ICM, but they are illustrative for this poorer performance. The studies with quantified results are summarized in Table II. A study on embryonic outgrowth on Day 12 has consistently found poor positive predictive value (PPV) for putative mosaic findings between TE biopsy and the outgrowth (Popovic et al., 2019).
Table II